Check List

Tickets to be disposed must be disposed with the approval, check the safe preservation before disposal

Purpose

To prevent the security-related incidents by preventing tickets to be disposed from misused

Audit resources

Procedure

Verification

Document

Ticket printing process management procedures, Nonconforming ticket management table, Quality control list,

Product

Nonconforming tickets

Detailed study list and method

-    Check the compliance with if the guide and procedures for tickets to be disposed(nonconforming ticket, remove ticket)

-    Check if the guide and procedures are implemented and observed

-    After printing process, check by visiting factory if tickets to be disposed are neglected

-    Check if tickets are disposed in the form that cannot be reused

-    Check if the quantity and type of objects to be disposed are recorded

-    Check if tickets are preserved in restricted area in the case of temporary storage

Check List

Check if the quantity of the qualified and nonconforming lottery tickets is counted, and if the list is made

Purpose

To assure that it is required that all the qualified and nonconforming lottery tickets produced by printing system must not be omitted, discarded, or taken out on purpose

Audit resources

Procedure

Verification

Document

Press diary, Nonconforming lottery ticket list, Qualified lottery ticket list, Game data printing system log

Product

Printed lottery tickets

Detailed study list and method

-    Check if contents of the game data printing system log match production quantity and contents of the press diary

-    Check if the number of entire printed lottery tickets matches the sum of the number of qualified lottery tickets and the number of nonconforming lottery tickets

-    Check if the nonconforming lottery ticket list matches the nonconforming lottery tickets before discarded, and if the qualified lottery ticket list matches the packed qualified lottery tickets

-    Check if quantity of inputted materials matches quantity of intermediate/final product (including product to be discarded)

Check List

Check if the quantity of tickets is counted during packaging and storage and recorded in the press diary with comparison, and if the report of this is made

Purpose

To assure that it is required that all the qualified and nonconforming lottery tickets produced by printing system must not be omitted, discarded, or taken out on purpose

Audit resources

Procedure

Verification

Document

Press diary, Packing specification, Game data printing system log, Final production report

Product

Printed lottery tickets (qualified, nonconforming, discarded)

Detailed study list and method

-    Check if the quantity and details of packed and stored lottery tickets are correct when compared to the press diary, printing system log, and discarded lottery ticket details

-    Check if the packing specification or specification of lottery tickets to be stored is checked by the person not in charge of lottery ticket printing

-    Check if the cause detection, report and post-management are properly performed when lottery ticket quantity omission or discord occurs