Check List

Check if physically removed pack is managed to be logically excluded from the verification data (game authentication file) so that the removed pack is not included in objects to be verified

Purpose

To review that the game authentication file must have only information on valid lottery tickets which are normally packed and distributed

Audit resources

Procedure

Verification

Document

game verification file, Discarded pack list, nonconforming pack list

Product

Detailed study list and method

-    List of packs included in a specific pool of lottery tickets which are packed and released or to be released

-    List of nonconforming packs printed at the same time as the above pool printing, and List of removed packs produced in the reconcile process

-    Check that the game authentication file shows pack list of completed pool, but does not show nonconforming or removed pack list (search and compare using verification numbers)

Check List

Check if only the person in charge of verification can access the winner verification data (game authentication file)

Purpose

To ensure that only the person in charge of winning lottery ticket verification must be able to see winning verification file

Audit resources

Procedure

Verification

Document

Prize structure coincidence program, Sample game authentication file

Product

Detailed study list and method

-    Check if the person in charge can see file contents during the game authentication file generation process

-    Check if the information related to game authentication file is left in the system during or after the game authentication file generation process

-    Check if exposure of the game authentication file is restricted by means of encryption, and if the password is safely managed by the person in charge of verification

-    Printing process management guide, Printing computer operation management guide, Interview, Program

Check List

Check if the game authentication file matches prize structure by means of verification

Purpose

To assure that the entire prize level distribution shown in the game authentication file must match the prize structure

Audit resources

Procedure

Verification

Document

Sample game authentication file, Press order

Product

Detailed study list and method

-    Check if the verification of game authentication file are proper and observed

-    Prize distribution obtained from the game authentication file

-    Check if prize structure of the press order matches the above prize distribution

Check List

Check if security in the game authentication file transfer process is maintained

Purpose

To assure that only the person in charge of winning lottery ticket verification must be able to see winning verification file

Audit resources

Procedure

Verification

Document

Security policy, Printing process management guide, Printing process management procedures

Product

Detailed study list and method

-    Check if the guide and procedures for safe transmission of game authentication file are established and observed

-    Check if the person in charge can see file contents during the game authentication file generation process

-    Check if exposure of the game authentication file is restricted by means of encryption, and if the password is safely managed by the person in charge of verification