Check List

Check if production amount is checked and recorded after graphic printing is performed

Purpose

To easily restrain and detect misconduct by managing the quantity of raw materials, intermediate product, and final product during the lottery ticket printing

Audit resources

Procedure

Verification

Document

Press diary, Materials management register

Product

Detailed study list and method

-    Check if the quantity management guide and procedures of intermediate product are in place and observed

-    Check if the contents of press diary match the quantity of stored product and the quantity of intermediate product used for subsequent process, etc.

-    Check if the monitoring system exists for intermediate product, and if the intermediate product is checked by a manager

-    Staff interview, Printing process management guide, Printing process management procedures

Check List

Check if quantity of tickets (including nonconforming tickets) is checked and recorded after game data printing and post-processing is performed

Purpose

To easily restrain and detect misconduct by managing the quantity of raw materials, intermediate product, and final product during the lottery ticket printing

Audit resources

Procedure

Verification

Document

Press diary, Materials management register

Product

Detailed study list and method

-    Check if the quantity management guide and procedures of final product are in place and observed

-    Check if the contents of press diary and game data printing system log match, the quantity of lottery tickets such as stored final product, stored nonconforming product, and discarded nonconforming product.

-    Check if the monitoring system exists for final product, and if the final product is checked by a manager

-    Staff interview, Printing process management guide, Printing process management procedures, Printing control system log analysis