Check List

Access control in generation of sample ticket data

Purpose

To prepare for actual printing by confirming that data access control is smooth when game data for sample tickets is generated

Audit resources

Procedure

Validation

Document

Press order, user access control method, system user access record

Product

Detailed study list and method

-    Check if generation and verification of data can be performed by only an authorized user

-    Check if access to data generation and verification is recorded and implemented to be checked

-    Check if access to the game data layout file is allowed to only authorized users

Check List

Check if preparation for acceptance test of sample tickets is proper

Purpose

To check the propriety of sample ticket production result and preparation for approval of mass production

Audit resources

Procedure

Validation

Document

production order, outputs to be submitted

Product

sample tickets

Detailed study list and method

-    Check if data and report related to the sample tickets are submitted according to production order

-    Check if winning/failure structure can be analyzed in auditing report of sample tickets

-    Check if contents of submitted auditing report are appropriate based on production order

-    Check if the staff of printing company has confirmed details submitted in relation to sample tickets

Check List

Check if approval of sample tickets has been accomplished

Purpose

To confirm that Lottery organization’s approval is accomplished through the sample tickets and submitted outputs

Audit resources

Procedure

Validation

Document

submitted outputs

Product

sample tickets

Detailed study list and method

-    Check if Lottery organization has approved sample tickets

-    Check if additional requirements and changes exist