Check List

Risk asset and risk management plan

Purpose

To check if risk asset and risk management plan is established to prevent and minimize risks

Audit resources

Procedure

Verification

Document

Risk management plan, Risk management register

Product

Detailed study list and method

-    Check if risk factor is classified by types

-    Check if priority is ordered considering possibilities and effect

-    Risk prevention and minimization

-    Risk factor control

※ Cases(draw): Reprinted volume discordance of modified ticket, Packing unit error, etc.

※ Cases(Instant): Game data inaccuracy, Failure in major materials supply, etc.

Check List

Check if the risks of printing technology, delivery and cost, etc. are identified and written in documents

Purpose

To prevent risks in advance through prevention measures of risk cases which may occur and has occurred in the instant lottery printing.

Audit resources

Procedure

Verification

Document

Risk management plan, Risk management register

Product

Detailed study list and method

-    Check if the risk factors which may occur are defined and if the procedures and activities for preventing risks are performed

-    Check if there is a thorough preparation for preventing recurrence of experienced risks in the printing process

Check List

Check if the risk rating and the priority ordering of identified risks are made

Purpose

To prevent risks in advance through prevention measures of risk cases which may occur and has occurred in the instant lottery printing.

Audit resources

Procedure

Verification

Document

Risk management plan, Risk management register

Product

Detailed study list and method

-    Check if priority of the risk factors in terms of occurrence possibility is defined in the risk management register

-    Check if prevention measures for each priority is established, and if they are managed