인쇄복권감리 | Audit Criteria in Audit procedures and Method IN Printed Lottery | 印刷彩票监管
- date : 2010-07-11 13:32|hit : 3352
-
- Lists of object to be audited of printed lottery
-
Plan and Organization(L0)
Production
L0-P-1 Business Continuity Management
L0-P-2 Printing Policy and Plan
L0-P-3 Production Order
Computation L0-C-1 Communication and Operations Management
L0-C-2 Information systems acquisition, development and maintenance
Security L0-S-1 Propriety of instant lottery printing related Security policy
L0-S-2 Organization of Security
L0-S-3 Human Resources Security
L0-S-4 Physical and Environmental Security
L0-S-5 Access control policy
Printing Plan(L1)
General L1-P-1 Production Order Deliver and, Communication)
L1-P-2 Printing Organization
L1-P-3 Establishment of Printing Process
L1-P-4 Managing Status of the Printing Facilities
L1-P-5 Materials and Inventory Control
L1-P-6 Establishment of Production Plan
L1-P-7 Risk Asset and Risk Management Plan
L1-P-8 Editing of the Press Order
L1-P-9 Establishment and observance of the printing facility entry control procedures
L1-P-10 Verification of the configuration management
L1-P-11 Operating status of the lottery-only printing line
Computation L1-C-1 Preparation for computer system operating
L1-C-2 Security Management of the Computer System
L1-C-3 Validation of Printed Data
Instant
L1-C-4 Validation of Printing Program
Instant
L1-C-5 Validation of Audit Program
Instant
L1-C-6 Validation of Reconcile Program
Instant
L1-C-7 Construction of development environment
L1-C-8 Configuration management of computer system
Security L1-S-1 Security Assurance of Production Line and Facilities
L1-S-2 Network Security(option)
L1-S-3 Propriety of a security organization related to instant lottery printing
Quality L1-Q-1 Editing of the Printing Quality Control Standard
L1-Q-2 Validation of Reconcile Process
Instant
L1-Q-3 Consistency with the requirements of the production order
Pre-press(L2)
Production
L2-P-1 Graphic Design Film
Instant
L2-P-2 Game Data Generation for Sample Ticket
Instant
L2-P-3 Layout Design and Pre-press Data
Instant
L2-P-4 Approval of the Lottery for Sample Ticket Computation
L2-C-1 Game Design
Instant
L2-C-2 Validation of Prize Structure Generation Instant
L2-C-3 Audit Data Generation Instant
L2-C-4 Sample Game Data Generation Instant
L2-C-5 Audit Report of Printing Data Instant
L2-C-6 Editing of Game Specification Instant
L2-C-7 Printing Data Accuracy
Draw
L2-C-8 Printing Data Security
Draw
L2-C-9 Press plan change management system and history
L2-C-10 Examination of pre/post obstacle occurrence Security
L2-S-1 Propriety of information asset management
L2-S-2 The security status of printing personnel
L2-S-3 Physical Security for Printing facilities
L2-S-4 Security for Printing Film
Draw
Quality
L2-Q-1 Printing Quality inspection of Sample Ticket
L2-Q-2 Data Quality inspection of Sample Ticket
Draw
L2-Q-3 Production company’s own QC plan
L2-Q-4 Quality management plan
L2-Q-5 Quality control process
L2-Q-6 The defect during test printing
L2-Q-7 The results of test printing
L2-Q-8 History management of pre-press result
Actual Printing(L3)
Production
L3-P-1 Stock and Need Time for Major Materials
Instant
L3-P-2 Current Status of Inkjet Printer
Instant
L3-P-3 Printing Performance
Draw
L3-P-4 Management of Modified Ticket
Draw
L3-P-5 Validity of organization affecting the printing process
L3-P-6 Problems and improved matters of the conventional and current printing processes
L3-P-7 Detailed result of the printing process
L3-P-8 Validity of the duplicated printing prevention plan
Computation
L3-C-1 Reference Number Clearness
Draw
L3-C-2 Propriety of Modified Ticket Printing
Draw
L3-C-3 Game Data Generation
Instant
L3-C-4 Actual Printing Data Generation
Instant
L3-C-5 Access Control on Actual Printing Data
Instant
L3-C-6 Printed Game Data Accuracy
Instant
L3-C-7 Press plan re-check
L3-C-8 Game data layout file management
L3-C-9 Control for preventing an outflow of game data generation and result data
L3-C-10 Printing process between prototype game data and real game data
Security
L3-S-1 Monitoring of Production Line and Facilities
L3-S-2 Physical Security for Printing Facilities
L3-S-3 Lottery printing related system Security
L3-S-4 Management of barcode for game data printing system
L3-S-5 Logical access control of the game data printing system
L3-S-6 Game data guess prevention
L3-S-7 Security of game reconstruction procedures (to check forgery)
L3-S-8 Propriety of access control
Quality
L3-Q-1 Validity of Quality Test
L3-Q-2 Validity of Ticket Counting
Draw
L3-Q-3 Validity of Modified Ticket Printing
Draw
L3-Q-4 Validity of Bad Ticket Management
Instant
L3-Q-5 Quantity of intermediate product
L3-Q-6 Quality control procedures and history in the production process
L3-Q-7 Standard for nonconforming lottery tickets and picking up them
L3-Q-8 History management of actual printing result
Inspection(L4)
Production
L3-Q-7 Exceptional processing in the actual printing
L4-P-1 Validity of Delivery Report and Ticket Printing
L4-P-2 Preparation for Printing Closure
L4-P-3 Inspection and packaging procedures and management status
L4-P-4 Implementation result according to a quality assurance plan
Computation
L4-P-5 Implementation result of printed lottery tickets
L4-C-1 Reconcile Verification
Instant
L4-C-2 Backup of Related Program
Instant
L4-C-3 Backup Status of Confidential Data
Security
L4-S-1 Misuse or abuse of Information asset
L4-S-2 Back-up status
L4-S-3 Security of Removable storage media
L4-S-4 Security of Major Production Line and Facilities
L4-S-5 Validity and observance of the printed matters discard procedures
L4-S-6 Preservation of Major Document
L4-S-7 System Document Protection
L4-S-8 Log Protection
L4-S-9 On-site security
Quality L4-Q-1 Validity of Cutting and Packaging
Draw
L4-Q-2 Storage and Delivery Management
Draw
L4-Q-3 Validity of Nonconforming Ticket
L4-Q-4 Validity of Quality Control
Instant
L4-Q-5 Ticket Quality List
Instant
L4-Q-6 Printing Status of Graphic and Game Data
Instant
L4-Q-7 Result of Remove Ticket
Instant
L4-Q-8 Validity of Packaging
Instant
L4-Q-9 Validity of Storage and Delivery Management
Instant
L4-Q-10 Proper training for staff at each process
L4-Q-11 The appropriateness of checking and packing process
L4-Q-12 The objective and scope of Quality Control standard
Storage and Distribution(L5)
Production
L5-P-1 Insurance or bond for response of shipping accident
Computation
L5-C-1 Distribution Accuracy
Instant
Security
L5-S-1 Back-up status of important files
L5-S-2 Security control system
L5-S-3 Security inspection
L5-S-4 Storage facility audits
L5-S-5 Distributed Ticket Traceability
Quality
L5-Q-1 Quality of Ticket on Deposit and Distribution
L5-Q-2 Storage and dispatch management
Retailer and Sales(L6)
Production
L6-P-1 Sales Settlement and Receivables Management
L6-P-2 Sales Organization and Customer Services
Computation
L6-C-1 Data Integrity of Receivables
Security
L6-S-1 Security of retailers and wholesalers
Quality
L6-Q-1 Retailer Management
Prize Payout(L7)
General
L7-P-1 Validation and payout of prizes
L7-P-2 Unclaimed prize money
Quality
L7-Q-1 Ticket Genuineness Examination
Ticket Closures(L8)
Production
L8-P-1 Ticket closures
Computation
L8-C-1 Storage of Ticket Serial Number and Reference Number
Security
L8-S-1 Stock audit check
Quality
L8-Q-1 Low Level Prize Ticket Collection
L8-Q-2 Unsold Ticket Calculation and Disposal
Table 13. Lists of object to be audited of printed lotte
[이 게시물은 HyeJung님에 의해 2015-05-19 15:15:36 OBJECTS TO BE AUDITED OF PRINTED LOTTERY에서 이동 됨] [이 게시물은 박장호님에 의해 2015-05-19 17:16:12 TICKET CLOSURES에서 이동 됨] [이 게시물은 HyeJung Mo…님에 의해 2015-05-20 17:56:09 OBJECTS TO BE AUDITED OF PRINTED LOTTERY에서 이동 됨]
- reply : 0
-
- list
-
- next